Utah Valley University
Policies and Procedures

Title University Data Collection and Research (formerly Campus Research) Number 132
Section Governance, Organization, and General Information Approval Date Jun 16,2011
Subsection Publications, Reports, Research, and Records Effective Date Jun 16,2011
I. Purpose

1.1 Institutional data is a valuable university asset; the integrity of this information is vital to ensuring accreditation and acquiring federal and state resources. This policy designates the Office of Institutional Research and Information (IRI) to respond to researchers’ requests for institutional data and/or requests for assistance in collecting data related to UVU constituents.     

II. References

2.1 Department of Health and Human Services, 45 CFR Part 46.112

 

2.2. Department of Education, 34 CFR Part 99, Federal Family Education Rights and Privacy Act

 

2.3 Health Insurance Portability and Accountability Act of 1996 (HIPAA) Privacy and Security Rules

 

2.4 Utah Code Ann. 63-2-101 et seq., Government Records Access and Management Act (GRAMA)

 

2.5 UVU Policy #136 Intellectual Property

 

2.6 UVU Policy #138 Institutional Review Board (IRB)

 

2.7 UVU Policy #445 Institutional Data Management and Access

 

2.8 UVU Policy #449 Private Sensitive Information

 

2.9 UVU Policy #450 Processing and Control of Distributed Administrative Data

 

 

III. Terms

3.1 Constituents: Individuals directly associated with UVU (for example, students, former students, donors, employees, alumni).

3.2 Branded data: Institutional data that has been obtained using institutional resources for use by the University and its units in reports, marketing materials, and so forth.

3.3 Data collection: Collecting data through a variety of means, such as surveys, interviews, and focus groups, etc.

3.4 Institutional data: Data that is acquired or maintained by university employees in the performance of official administrative duties and is relevant to planning, managing, operating, assessing, or auditing a major administrative function of the University. The following are examples of data that would not be considered institutional data:

3.4.1 Personnel records;

3.4.2 Personal medical, psychiatric, or psychological data for both employees and patients seen at University clinics;

3.4.3 Information that is legally restricted under federal or state law;

3.4.4 Notes and records that are the personal property of individuals in the University community;

3.4.5 Instructional materials including tests, examinations, exercises, classroom assignments, and surveys administered in the faculty member’s own classroom;

3.4.6 Research notes, materials, and data collected by faculty or students for research projects unless subject to the provisions of UVU Policy #136 Intellectual Property.

3.5 Researcher: For the purposes of this policy, an individual, group, or organization engaged in data collection from or about the University and/or its constituents. This excludes those involved in institutional data collection for the performance of official university duties (see 3.3).

IV. Policy

4.1 Ownership of Institutional Data and Appropriate Use of Institutional Data

4.1.1 All institutional data are the property of the University.

4.1.2 Institutional data in the public domain are available for use by researchers with appropriate citation.

4.1.3 Branded data may be subject to Office of Institutional Research and Information (IRI) review to ensure accuracy.

4.1.4 In published findings based on institutional data, researchers must clearly state what was obtained from IRI.

4.2 Requests for Institutional Data

4.2.1 IRI is designated to respond to requests for institutional data and/or requests for assistance in collecting data related to UVU constituents.

4.2.2 Researchers using institutional data will consult with IRI.  Researchers need not consult with IRI on personal research, graduate/undergraduate research, and/or classroom-based activities/projects that do not require institutional data, and/or assistance in collecting data from UVU constituents.

4.2.3 Consultation with IRI does not constitute IRB approval and may not substitute for IRB approval (see UVU Policy 138 Institutional Review Board).

4.2.4 IRI will provide institutional data or assistance in collecting data related to UVU constituents only after the researcher has obtained IRB approval.

Cara O'Sullivan, Policy Officer | mailto:cara.osullivan@uvu.edu | (801) 836-7355
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